CTA Registration Requirement Is Unconstitutional Prior Restraint As Applied To Publishers of General Commodities Trading Advice
Cadwalader, Wickersham & Taft LLP
The United States District Court for the District of Columbia declared unconstitutional the Commodity Futures Tradi.
CFTC Approves Actions To Advance Regulatory Reform
Rosenman & Colin LLP
The Commodity Futures Trading Commission recently approved two actions as part of its ongoing regulatory reform.
CFTC Releases Plan for Market Deregulation
Cadwalader, Wickersham & Taft LLP
The staff of the Commodity Futures Trading Commission (the "CFTC") has issued a report (the "Staff Report") which p.
CFTC Clarifies Applicability of "Letters" Definitions
Cadwalader, Wickersham & Taft LLP
The Staff of the Commodity Futures Trading Commission ("CFTC") recently issued an advisory clarifying that the foll.
CFTC
Rosenman & Colin LLP
SEC Petitions For Rehearing Of CBT Dow Index Case The Securities and Exchange Commission has petitioned the Sev.
NFA Compliance Rule 2-38: Business Continuity and Disaster Recovery Plans
Dorsey & Whitney LLP
The Commodity Futures Trading Commission (the ÃÂCFTCÃÂ) has approved a National Futures Association (ÃÂNFAÃÂ) rule that will become effective on July 1, 2003. Compliance Rule 2-38 (the ÃÂRuleÃÂ) requires all NFA members (each, a ÃÂMemberÃÂ) to establish and maintain a written business continuity and disaster recovery plan (a ÃÂPlanÃÂ) that outlines procedures to be followed during an emergency or a significant business disruption.
Final Rules Regarding CPOs and CTAs: Additional Exemptions, Confirmation of No-Action Relief and Other Regulatory Relief
J.P. Bruynes,Michael F. Griffin and Robert E. Holton of Dorsey & Whitney LLP
On August 8, 2003, the Commodity Futures Trading Commission (the "CFTC") announced a set of final rules designed to amend the rules relating to the exclusions and exemptions from registration for commodity pool operators (each, a "CPO") and commodity trading advisors (each, a "CTA").
Credit Derivatives: Safe Harbors Under The CAE
Michael S. Sackheim of Sidley Austin LLP
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