Investment Securities : Commercial Law and Contracts

Investment Securities

When is Pledged Stock Not Pledged Stock?
Cadwalader, Wickersham & Taft LLP

An April 1999 decision of the United States Court of Appeals for the Ninth Circuit indicates that a stock certifica.
The New UCC: Preparing For Article 9's Revised Filing and Perfection Requirements
Robert L. Vitale of Cadwalader, Wickersham & Taft LLP

While much attention has been focused recently on the challenges faced by financial institutions in connection with.
Security Interests in Investment Property
Cooley Godward Kronish LLP

This alert details the changes that over 30 states enacted to both article 8 and article 9 of the Uniform Commercial Code as it relates to security interests in investment property.