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Special Legal Considerations for Real Estate Brokers ( December 2006 )
Transactions involving the sale of real estate have certain considerations regarding the earning of sales commissions by real estate brokers. These should all be considered during the typical course of events that real estate brokers involve themselves when showing properties. While individual states have specific laws established to provide brokers guidance on sales commission issues, nonetheless, there are certain universal guidelines with which brokers should familiarize themselves. -
SEC Issues New Interpretation on Expense Sharing ( May 2004 )
It is common practice for broker-dealers to enter into expense sharing agreements with their parent companies or affiliates whereby the parent company or affiliate performs administrative functions, as well as providing space, facilities, equipment and other services in exchange for service fees. In recent months, there has been concern expressed by the NASD and the NYSE that some broker-dealers may be incorrectly omitting expenses and liabilities subject to these agreements on the broker-dealer's books and records, resulting in inaccurate disclosure of the broker-dealer's performance and financial condition. -
For Sale By Owner ( September 2000 )
In Northern Virginia we are involved with a limited supply of houses and an over supply of purchasers. This leads . -
Who Looks After a Buyer's or Seller's Interests in a Real Estate Closing? ( June 2000 )
Each party most likely will be represented by competent experts before, during and after the closing. For example,. -
Some Of Your Stock Market Investment Losses May Be Recoverable… ( March 2000 )
Most people believe that losses in their investment accounts are simply part of the risk of investing in the stock . -
Using a Real Estate Broker in Maryland ( February 2000 )
If one intends to buy or sell land in Maryland, or lease Maryland property one owns, a broker will probably be reta. -
Buying a Home? Selling?: Legal Advice Essential ( September 1999 )
With mortgage rates at historic lows, it's a great time to buy or sell a home. -
SEC Adopts Rules To Shut Down Non-Y2K Compliant Broker-Dealers,Transfer Agents ( September 1999 )
On July 27, the Securities and Exchange Commission ("SEC") adopted a series of rules requiring the "mission critica. -
Real Estate Questions and Answers ( July 1999 )
Buying or selling a home is a major transaction. In fact, purchasing a home will probably be the largest investment. -
Commission is Recoverable when Parties Negotiate Sale After Expiration of Signed Purchase Contract ( June 1999 )
Everyone knows that real estate agents earn income by payment of commissions from closed real estate transactions. .
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