Federal Reserve System : Regulation

Federal Reserve System

Removal of Three Section 20 Firewalls Enhances Opportunities for One-stop Shopping in the Financial Services Industry
Brian D Murphy,Sherri S. Haring and Brian D. Murphy of McGuireWoods LLP

This article discusses the Board of Governors of the Federal Reserve System announcement of their final regulations which, among other things, remove three prudential limits which have restricted the ability of commercial banks to extend credit and offer credit enhancement products to customers of their Section 20 affiliates and to share nonpublic customer information with their Section 20 affiliates.
How to File a Consumer Complaint About a Bank
Federal Reserve Board

Guide from the Federal Reserve Board for consumers on how to file a complaint about a bank.
Federal Reserve Bank Interpretation Letters
Federal Reserve Board

Interpretation letter from the Federal Reserve Bank opining that it is not necessary for investors who purchase debt securities in a public offering are not subject to Regulation G. (12 CFR Part 207)
Federal and State Regulation of Securities Offerings
Brian D Murphy,Page Cranford and Sherri S. Haring of McGuireWoods LLP

This article reviews the federal and state regulations relating to securities offerings.