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• SEC Proposes Rules Relating to Internal Control Reports, Codes of Ethics and Audit Committee Financial Experts ( October 2002 )
  Shearman & Sterling, LLP

  The SEC recently proposed rules that would require companies to include in their filings under the Securities Exchange Act of 1934: an annual internal control report; disclosure of whether a company has adopted a code of ethics that applies to certain senior officers; and disclosure of whether a company has a financial expert on its audit committee.

• SEC Issues No-Action Letter Concerning Pre-Paid Forward Contracts on Equity Securities ( April 2000 )
  Ray  Shirazi of Cadwalader, Wickersham & Taft LLP

  In recent years, equity securities have become an increasingly important component of the financial portfolios of i.

• Summary of the Hart-Scott-Rodino Act ( June 1999 )
  Thomas G. Buchanan of Buchanan Ingersoll & Rooney PC

  The Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (the "Act") was adopted to provide the Federal.