Library Search
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SEC Selective Disclosure Rules ( September 2000 )
This article reviews the SEC adopted Regulation FD that will require public companies to look at the way they deal with analysts and intuitional investors. In this article, the authors have summarized the scope of Regulation FD, provides a list of frequency asked questions and recommendation to develop corporate policy dealing with the disclosure materials. -
Fair Disclosure--"Leveling The Playing Field" ( September 2000 )
City X is working on an advance refunding of its outstanding Series 1995 Bonds, but the plan is not known outside t. -
SEC Adopts Selective Disclosure Rules and Rules Clarifying Insider Trading Laws ( January 2000 )
The Securities and Exchange Commission (SEC) has adopted Regulation FD (for "fair disclosure") to address the issu. -
SEC Proposes Rules on "Selective Disclosure" and Insider Trading Liability ( January 2000 )
The Securities and Exchange Commission (the "SEC") recently proposed new rules intended to (1) address "the problem. -
Eleventh Circuit Vacates Ruling on SARs As Securities For Insider Trading Purposes ( October 1999 )
The Eleventh Circuit Court of Appeals has vacated the portion of its October 1998 opinion in Clay v. Riverwood Inte. -
Court Rejects "Knowing Possession" as Basis for Insider Trading Liability ( April 1998 )
This article discusses the opinion in SEC v. Adler, 137 F.3d 1325, where the Eleventh Circuit adopted a test requiring the SEC to show that the defendant in an insider trading case used the material nonpublic information when trading. -
Questions and Answers About the New Market Risk Disclosure Rules ( August 1997 )
Answers to questions about the 1997 rules adopted by the Securities and Exchange Commission that require disclosures about the policies used to account for derivatives, and certain quantitative and qualitative information about market risk exposures. -
The Disclosure Dichotomy: Competing Models of IR ( January 1999 )
This article discusses competing models of investor relations (IR) regarding what companies should communicate and how they should do it. -
Insider Trading Liability: "Use v. Possession" ( October 1998 )
ALTHOUGH there is no statute expressly proscribing "insider trading," Sec.10(b) of the Securities Exchange Act of 1. -
Insider Trading: Information on Bounties ( September 1998 )
Pamphlet from the Securities and Exchange Commission designed to provide interested persons with information on insider trader bounties under Section 21A(e) of the Securities Exchange Act of 1934.