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Highlights of the "Gramm-Leach-Bliley Act"—Client Alert: December 1999 ( December 1999 )
This Client Alert examins the "Gramm-Leach-Bliley Act". -
Highlights of the "Gramm-Leach-Bliley Act" ( December 1999 )
On Friday, November 12, 1999, President Clinton signed the Gramm-Leach-Bliley Act (the "Act") into law, setting in . -
SEC Proposes Independent Director Rules ( October 1999 )
The SEC has proposed rules to enhance the effectiveness of investment company directors. The proposed rules would . -
Conflicts of Interest Rule Strengthened ( September 1999 )
Fund directors are being asked to shoulder heavier responsibilities when it comes to codes of ethics. -
Investment Management Update: Investment Adviser Year 2000 Reports ( October 1998 )
A study of the effect of Rule 204-5 and Form ADV-Y2K (adopted by the SEC under the Investment Advisers Act of 1940) on registered investment advisers regarding the Y2K Problem. -
SEC Issues Formal Guidance on Year 2000 Disclosures ( August 1999 )
In 1997, virtually everyone heard about the "Year 2000 Problem" or millenium bug. Early this year, the SEC staff . -
BVI Continues to Dominate International Company Formations ( June 1999 )
The annual international company incorporation survey for 1997 conducted by the Offshore Investment magazine shows . -
Finance in Illinois ( June 1999 )
In almost every session of the General Assembly in recent years, legislation has emerged which requir. -
Regulatory Developments Effecting the U.S. Investment Management Industry ( June 1999 )
As the U.S. investment management industry continued to experience phenomenal growth over the past year, there were. -
Subsidiary Legislation Enacted Under Mutual Funds Act ( June 1999 )
By notice dated September 3, 1998 the Registrar of Mutual Funds announced that the Governor in Council has approved.
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