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Changes and Proposals Affecting Rules 144, 145 and Regulations
Cooley Godward Kronish LLP

This alert details the SEC recent changes in rules 144 and 145 as they pertain to the holding period for certain securities.
Checkosky II: D.C. Circuit Deals Blow to SEC?s Enforcement of Rule 2(e)
Bruce T. Carton of DLA Piper LLP

This article discusses the opinion in Checkosky v. SEC, 1998 WL 135489 (D.C. Cir. 1998) where the D.C. Circuit Court of Appeals unanimously ordered the dismissal of SEC proceedings suspending two accountants for "improper professional conduct" under SEC Rule 2(e)(1)(ii).
The SEC and The IRS
Steven A. Goldfield of Saul Ewing LLP

The Importance of Being Earnest with The SEC and The IRS In the last several years, the field of municipal fi.
PPMC Accounting Practicers Draw Scrutiny
Rodger L. Hochman of Broad and Cassel

Physician practice management companies ("PPMCs") have emerged as one of the dominant new faces in health care cons.
Ten Tips To Avoid SEC Problems in Acquisition Accounting
John F. Olson and Therese D. Pritchard of Glasser Legal Works

An article providing ten rules of the road for M & A lawyers who want to avoid SEC intervention that may substantially delay or even kill a deal.
SEC Staff Announces Plan to Publicly Release Comment Letters and Responses
Dennis O Garris of Alston & Bird LLP

The staff of the Securities and Exchange Commission (SEC) announced on June 24, 2004, that it plans to begin releasing SEC comment letters and issuer responses related to disclosure filings reviewed by the Divisions of Corporation Finance and Investment Management. The comment letters and responses will be available to the public on the SEC's website. This new policy will apply to filings made after August 1, 2004.

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